Joshua James Klooz

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 07/2018
  Cintas
  Houston, TX
• 03/2014 → 11/2016
  Cintas
  Atlanta, GA
• 07/2018 → 04/2021
  Ubs Financial Services Inc.
  Houston, TX
• 04/2021 → 04/2022
  Cetera Advisor Networks
  El Segundo, CA
• 04/2021 → 10/2023
  Cwm, Llc Dba Carson Partners
  The Woodlands, TX
• 04/2021 → 05/2024
  Cwm, Llc
  The Woodlands, TX
• 10/2023 → 05/2024
  Carson Wealth
  The Woodlands, TX
• 05/2024 → Present
  Hightower Advisors
  Chicago, IL

Previous Registrations

• 2021-04-14 → 2024-04-30
  Cwm, Llc
  The Woodlands, TX
  Omaha, NE
• 2018-08-17 → 2021-04-20
  Ubs Financial Services Inc.
  Houston, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2018 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: SENIOR WEALTH PLANNER BRIEF DESCRIPTION OF DUTIES: LIFE LICENSE - I HAVE AN INSURANCE LICENSE, IT IS STILL ACTIVE BUT I DO NOT PLAN ON USING IT IN MY ADMINISTRATIVE ROLE. 2. NAME OF OTHER BUSINESS: EVERGREEN CLASSICAL SCHOOL INVESTMENT RELATED: NO ADDRESS: 5000 COLLEGE PARK DR, THE WOODLANDS, TX 77384 NATURE OF BUSINESS: 501C3 CLASSICAL SCHOOL START DATE: 3/2020 POSITION/TITLE/RELATIONSHIP: FOUNDING BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I AM A FOUNDING BOARD MEMBER OF A 501C3 CLASSICAL SCHOOL. I RECEIVE NO COMPENSATION AND THIS IS PURELY VOLUNTEER WORK.

Exams

• S66 Uniform Combined State Law Examination
  2018-08-17

Designations

• Certified Financial Planner

Other Names

• Josh Klooz