William Chase Riddle

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2023-04-19
MO	RA	APPROVED	2023-04-19
TX	RA	APPROVED	2023-04-19

Branch Locations

16811 Burke Street Suite 101, Omaha, NE 68118 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
American Century Investment Services, Inc.	Kansas City	MO	05/2019	03/2023
Waddell & Reed Steve Hellon Book Of Business	Independence	MO	05/2018	08/2018
Dick's Sporting Goods	Columbia	MO	09/2017	12/2017
Dick's Sporting Goods	Independence	MO	05/2017	08/2017
Finish Line	Independence	MO	12/2015	01/2017
University Of Missouri - Columbia	Columbia	MO	08/2015	05/2019
Charles Schwab & Co., Inc.	Kansas City	MO	04/2023	Present
Charles Schwab Bank, Ssb	Kansas City	MO	04/2023	Present

05/2019 → 03/2023

American Century Investment Services, Inc.

Kansas City, MO
05/2018 → 08/2018

Waddell & Reed Steve Hellon Book Of Business

Independence, MO
09/2017 → 12/2017

Dick's Sporting Goods

Columbia, MO
05/2017 → 08/2017

Dick's Sporting Goods

Independence, MO
12/2015 → 01/2017

Finish Line

Independence, MO
08/2015 → 05/2019

University Of Missouri - Columbia

Columbia, MO
04/2023 → Present

Charles Schwab & Co., Inc.

Kansas City, MO
04/2023 → Present

Charles Schwab Bank, Ssb

Kansas City, MO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-12-09
S63	Uniform Securities Agent State Law Examination	2019-06-18