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John Harrington Mulvey

J.P. Morgan Securities LLC

Rochester, NY

Rochester, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-14
NY RA APPROVED 2022-03-15
  • TX RA
    APPROVED_RES
    Since 2025-10-14
  • NY RA
    APPROVED
    Since 2022-03-15

Branch Locations

1755 Monroe Avenue, Rochester, NY 14618 • United States

560 Monroe Ave., Rochester, NY 14607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joe'S Crabshack Henrietta NY 01/2017 08/2017
St John Fisher College Rochester NY 09/2014 05/2018
Longhorn Steakhouse Victor NY 12/2017 04/2018
Mml Investors Services Rochester NY 08/2018 11/2018
Massmutual Rochester NY 05/2018 11/2018
Jpmorgan Chase Bank, N.A. Rochester NY 11/2018 Present
J.P. Morgan Securities Llc Rochester NY 11/2018 Present
Longhorn Steakhouse Victor NY 01/2019 12/2020
  • 01/2017 → 08/2017
    Joe'S Crabshack
    Henrietta, NY
  • 09/2014 → 05/2018
    St John Fisher College
    Rochester, NY
  • 12/2017 → 04/2018
    Longhorn Steakhouse
    Victor, NY
  • 08/2018 → 11/2018
    Mml Investors Services
    Rochester, NY
  • 05/2018 → 11/2018
    Massmutual
    Rochester, NY
  • 11/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Rochester, NY
  • 11/2018 → Present
    J.P. Morgan Securities Llc
    Rochester, NY
  • 01/2019 → 12/2020
    Longhorn Steakhouse
    Victor, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-16
S63 Uniform Securities Agent State Law Examination 2018-10-02
  • S66 Uniform Combined State Law Examination
    2022-02-16
  • S63 Uniform Securities Agent State Law Examination
    2018-10-02
Other Names
  • J.J. Mulvey
  • John Mulvey

View on SEC IAPD

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Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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