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Nicole K Gidley

Fisher Investments

Plano, TX

CRD 6966648

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-16
  • TX RA
    APPROVED
    Since 2025-09-16

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Acacia Grc The Colony TX 07/2020 Present
Goldman Sachs Dallas TX 06/2019 07/2020
Goldman Sachs Dallas TX 05/2018 08/2018
Amway Dallas TX 03/2019 Present
Full-Time Education Arlington TX 08/2000 05/2019
  • 07/2020 → Present
    Acacia Grc
    The Colony, TX
  • 06/2019 → 07/2020
    Goldman Sachs
    Dallas, TX
  • 05/2018 → 08/2018
    Goldman Sachs
    Dallas, TX
  • 03/2019 → Present
    Amway
    Dallas, TX
  • 08/2000 → 05/2019
    Full-Time Education
    Arlington, TX
Other Businesses

Network marketing with Amway

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-16
  • S65 Uniform Investment Adviser Law Examination
    2025-09-16
Other Names
  • Nicole Katherine Ploetz
  • Nicole K Ploetz

View on SEC IAPD

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