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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-20
  • TX RA
    APPROVED
    Since 2023-09-20

Branch Locations

Seabrook, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 06/2018 09/2023
Texas Tech University Lubbock TX 08/2014 05/2018
Agia Houston TX 12/2022 09/2023
Transamerica Life Insurance Company Seabrook TX 09/2023 Present
Transamerica Investors Securities Corportion Seabrook TX 09/2023 Present
  • 06/2018 → 09/2023
    Valic Financial Advisors
    Houston, TX
  • 08/2014 → 05/2018
    Texas Tech University
    Lubbock, TX
  • 12/2022 → 09/2023
    Agia
    Houston, TX
  • 09/2023 → Present
    Transamerica Life Insurance Company
    Seabrook, TX
  • 09/2023 → Present
    Transamerica Investors Securities Corportion
    Seabrook, TX
Previous Registrations
Other Businesses

HUNTER KIRKLAND, SOLE PROPIERTORSHIP POSITION: Accounting Services NATURE: Small business accountant; bookkeeping/accounting services INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 4509 Coronado St, Seabrook TX 77586, United States DESCRIPTION: Accounting services for small businesses utilizing Quickbooks software to include entry of monthly transactions and monthly financial reports to owners. Including entering income and expenses for each company and processing payables. Companies include: Millennium Interests, LTD

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-13
S63 Uniform Securities Agent State Law Examination 2018-09-14
  • S65 Uniform Investment Adviser Law Examination
    2021-11-13
  • S63 Uniform Securities Agent State Law Examination
    2018-09-14

View on SEC IAPD

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