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John Joseph Shea

LPl Financial LLC

Baltimore, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-16
MD RA APPROVED 2022-07-06
  • TX RA
    APPROVED
    Since 2022-12-16
  • MD RA
    APPROVED
    Since 2022-07-06

Branch Locations

2 East Wheeling St, Ste 102, Baltimore, MD 21230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Baltimore MD 01/2016 06/2018
Lpl Severna Park MD 06/2018 04/2021
Unemployed Baltimore MD 04/2021 10/2021
Lpl Finanical Llc Baltimore MD 10/2021 Present
  • 01/2016 → 06/2018
    Homemaker
    Baltimore, MD
  • 06/2018 → 04/2021
    Lpl
    Severna Park, MD
  • 04/2021 → 10/2021
    Unemployed
    Baltimore, MD
  • 10/2021 → Present
    Lpl Finanical Llc
    Baltimore, MD
Other Businesses

1)10/2021 - Cobblestone Wealth Management, LLC- DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - BALTIMORE, MD 21230 2)12/15/2021 - Row Home Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2021 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-02
  • S66 Uniform Combined State Law Examination
    2022-07-02

View on SEC IAPD

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