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Brittany Sherie Dohrwardt

Ubs Financial Services Inc.

Lake Oswego, OR

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
  • TX RA
    APPROVED
    Since 2022-11-17

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Holiday Retirement Hillsboro OR 01/2015 02/2017
Comcast Beaverton OR 02/2017 10/2017
Bonaventure Senior Living Tigard OR 11/2017 05/2018
Ubs Financial Services Inc Lake Oswego OR 07/2018 Present
  • 01/2015 → 02/2017
    Holiday Retirement
    Hillsboro, OR
  • 02/2017 → 10/2017
    Comcast
    Beaverton, OR
  • 11/2017 → 05/2018
    Bonaventure Senior Living
    Tigard, OR
  • 07/2018 → Present
    Ubs Financial Services Inc
    Lake Oswego, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-14
  • S66 Uniform Combined State Law Examination
    2022-11-14
Other Names
  • Brittany Dohrwardt

View on SEC IAPD

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