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Joseph Xavier Saphia

Morgan Stanley

Naples, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-04
NY RA APPROVED 2021-04-27
TX RA APPROVED 2021-01-07
CT RA APPROVED 2020-11-23
  • FL RA
    APPROVED
    Since 2024-03-04
  • NY RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED
    Since 2021-01-07
  • CT RA
    APPROVED
    Since 2020-11-23

Branch Locations

8889 Pelican Bay Boulevard Suite 300, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Naples FL 09/2020 Present
Morgan Stanley Smith Barney Llc New York NY 06/2019 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Great Neck NY 07/2018 08/2018
University Of South Carolina Columbia SC 08/2016 05/2020
Unemployed Manhasset NY 05/2020 08/2020
Morgan Stanley Private Bank, N.A. New York NY 12/2020 Present
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Naples, FL
  • 06/2019 → 08/2019
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 07/2018 → 08/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Great Neck, NY
  • 08/2016 → 05/2020
    University Of South Carolina
    Columbia, SC
  • 05/2020 → 08/2020
    Unemployed
    Manhasset, NY
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
  • S66 Uniform Combined State Law Examination
    2020-11-23
Other Names
  • Joseph Saphia

View on SEC IAPD

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JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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