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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-03-24
  • IA RA
    APPROVED
    Since 2025-03-24

Branch Locations

101 N Maryville St, Calmar, IA 52132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farm Credit Services Of America Decorah IA 10/2009 06/2018
Fbl Marketing Services Llc West Des Moines IA 06/2018 08/2018
Vrzak Ins / Ins Associates Of Lawler Dba Dietzenbach Financial Lawler IA 08/2018 03/2019
Royal Alliance Lawler IA 01/2019 03/2019
Principal Life Insurance Company Calmar IA 03/2019 07/2022
Principal Securities Incorporated Calmar IA 03/2019 07/2022
Dietzenbach Financial Calmar IA 03/2019 07/2022
Ltd Capital, Llc Hiawatha IA 07/2016 Present
Unemployed St. Lucas IA 08/2022 10/2022
Principal Life Insurance Company Calmar IA 02/2025 Present
Principal Securities, Inc. Calmar IA 02/2025 Present
Dietzenbach Financial Calmar IA 02/2025 Present
  • 10/2009 → 06/2018
    Farm Credit Services Of America
    Decorah, IA
  • 06/2018 → 08/2018
    Fbl Marketing Services Llc
    West Des Moines, IA
  • 08/2018 → 03/2019
    Vrzak Ins / Ins Associates Of Lawler Dba Dietzenbach Financial
    Lawler, IA
  • 01/2019 → 03/2019
    Royal Alliance
    Lawler, IA
  • 03/2019 → 07/2022
    Principal Life Insurance Company
    Calmar, IA
  • 03/2019 → 07/2022
    Principal Securities Incorporated
    Calmar, IA
  • 03/2019 → 07/2022
    Dietzenbach Financial
    Calmar, IA
  • 07/2016 → Present
    Ltd Capital, Llc
    Hiawatha, IA
  • 08/2022 → 10/2022
    Unemployed
    St. Lucas, IA
  • 02/2025 → Present
    Principal Life Insurance Company
    Calmar, IA
  • 02/2025 → Present
    Calmar, IA
  • 02/2025 → Present
    Dietzenbach Financial
    Calmar, IA
Previous Registrations
Other Businesses

**DIETZENBACH FINANCIAL (DBA) POSITION: Financial Advisor NATURE: Business Consulting*DI/A&H Insurance Fee-based Financial Planning*Financial Strategies/Needs Analysis Group/Health Insurance Life Insurance/AnnuitiesMutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2025 ADDRESS: 101 N Maryville Street, Calmar IA 52132, United States DESCRIPTION: DBA is Dietzenbach Financial with Principal Rep and Financial Advisor Matthew Dietzenbach. All products and services of this DBA will be offered through Principal Financial Network and its affiliates including PSI & PPN. **AE HOLDINGS POSITION: Member NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2018 ADDRESS: 201 S. Main, Saint Lucas IA 52166, United States DESCRIPTION: Real Estate Holding Entity that owns Rental Property. **EAGLE HEIGHTS ROOFING POSITION: Member / Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 106 SW Autumn Dr, Saint Lucas IA 52166, United States DESCRIPTION: Eagle Heights Roofing is a business owned with my wife's family. I don't have any day-to-day role. My primary role is business strategy. **FIXED INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2025 ADDRESS: 101 N Maryville Street, Calmar IA 52132, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **ORAKLE CAPITAL, LLC POSITION: Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 201 S. Main, St. Lucas IA 52166, United States DESCRIPTION: Two partners and I have formed an LLC for the purpose of investing in local businesses. **LTD CAPITAL, LLC POSITION: Member/Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 201 S. Main, PO Box 266, Saint Lucas IA 52166, United States DESCRIPTION: LLC owned by my wife & I. I have full management responsibility and control. It's in the process of closing a business and consists only of a checking account and some accounts receivable.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
S65 Uniform Investment Adviser Law Examination 2019-02-04
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S66 Uniform Combined State Law Examination
    2025-02-28
  • S65 Uniform Investment Adviser Law Examination
    2019-02-04
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15
Other Names
  • Eric Michael Dietzenbach
  • Eric Dietzenbach

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