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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farm Credit Services Of America | Decorah | IA | 10/2009 | 06/2018 |
| Fbl Marketing Services Llc | West Des Moines | IA | 06/2018 | 08/2018 |
| Vrzak Ins / Ins Associates Of Lawler Dba Dietzenbach Financial | Lawler | IA | 08/2018 | 03/2019 |
| Royal Alliance | Lawler | IA | 01/2019 | 03/2019 |
| Principal Life Insurance Company | Calmar | IA | 03/2019 | 07/2022 |
| Principal Securities Incorporated | Calmar | IA | 03/2019 | 07/2022 |
| Dietzenbach Financial | Calmar | IA | 03/2019 | 07/2022 |
| Ltd Capital, Llc | Hiawatha | IA | 07/2016 | Present |
| Unemployed | St. Lucas | IA | 08/2022 | 10/2022 |
| Principal Life Insurance Company | Calmar | IA | 02/2025 | Present |
| Principal Securities, Inc. | Calmar | IA | 02/2025 | Present |
| Dietzenbach Financial | Calmar | IA | 02/2025 | Present |
**DIETZENBACH FINANCIAL (DBA) POSITION: Financial Advisor NATURE: Business Consulting*DI/A&H Insurance Fee-based Financial Planning*Financial Strategies/Needs Analysis Group/Health Insurance Life Insurance/AnnuitiesMutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2025 ADDRESS: 101 N Maryville Street, Calmar IA 52132, United States DESCRIPTION: DBA is Dietzenbach Financial with Principal Rep and Financial Advisor Matthew Dietzenbach. All products and services of this DBA will be offered through Principal Financial Network and its affiliates including PSI & PPN. **AE HOLDINGS POSITION: Member NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2018 ADDRESS: 201 S. Main, Saint Lucas IA 52166, United States DESCRIPTION: Real Estate Holding Entity that owns Rental Property. **EAGLE HEIGHTS ROOFING POSITION: Member / Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 106 SW Autumn Dr, Saint Lucas IA 52166, United States DESCRIPTION: Eagle Heights Roofing is a business owned with my wife's family. I don't have any day-to-day role. My primary role is business strategy. **FIXED INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2025 ADDRESS: 101 N Maryville Street, Calmar IA 52132, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **ORAKLE CAPITAL, LLC POSITION: Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 201 S. Main, St. Lucas IA 52166, United States DESCRIPTION: Two partners and I have formed an LLC for the purpose of investing in local businesses. **LTD CAPITAL, LLC POSITION: Member/Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 201 S. Main, PO Box 266, Saint Lucas IA 52166, United States DESCRIPTION: LLC owned by my wife & I. I have full management responsibility and control. It's in the process of closing a business and consists only of a checking account and some accounts receivable.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2019-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-15 |
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