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Charles Berger

Raymond James & Associates, Inc.

St Louis, MO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-26
MO RA APPROVED 2026-02-25
  • TX RA
    APPROVED
    Since 2026-02-26
  • MO RA
    APPROVED
    Since 2026-02-25

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Saint Louis MO 04/2025 02/2026
Wilkes Barre Scranton Penguins Wilkes Barre PA 04/2019 05/2021
International Ice Hockey Federation Banksa Bystricia 06/2021 04/2025
Penn State University State College PA 08/2015 04/2019
Raymond James & Associates, Inc. Saint Louis MO 02/2026 Present
  • 04/2025 → 02/2026
    Ubs Financial Services Inc
    Saint Louis, MO
  • 04/2019 → 05/2021
    Wilkes Barre Scranton Penguins
    Wilkes Barre, PA
  • 06/2021 → 04/2025
    International Ice Hockey Federation
    Banksa Bystricia
  • 08/2015 → 04/2019
    Penn State University
    State College, PA
  • 02/2026 → Present
    Raymond James & Associates, Inc.
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-14
  • S66 Uniform Combined State Law Examination
    2025-08-14
Other Names
  • Charles J Berger
  • Chase Berger
  • Charles Joseph Berger

View on SEC IAPD

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James Francis Maher
ROCCO JOSEPH FIORDELISI
JOSEPH DAVID GAREA
RANDALL TALBOTT GRAHAM
CHERYL ANN ANTHONY

Other Offices

EDWARD JONES · ST LOUIS, MO
EDWARD JONES · ST LOUIS, MO
DANA INVESTMENT ADVISORS INC · WEBSTER GROVES, MO
STADIA CAPITAL, LLC · SAINT LOUIS, MO
DETALUS ADVISORS, LLC · ST. LOUIS, MO
FIRST HEARTLAND CONSULTANTS, INC. · ST LOUIS, MO
AMERIPRISE FINANCIAL SERVICES, LLC · WEBSTER GROVES, MO
REDSTICK VENTURES LLC · ST. LOUIS, MO

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