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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-10-03 |
Branch Locations
622 N Madison Ave Ste 10, Greenwood, IN 46142 • United States
Indianapolis, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hillview Veterinary Clinic | Franklin, | IN | 05/2015 | 11/2017 |
| Franklin Community Schools | Franklin, | IN | 01/2013 | 05/2018 |
| Franklin Regional Swim Team | Franklin, | IN | 05/2018 | 08/2018 |
| Indiana University | Bloomington, | IN | 08/2018 | 06/2022 |
| Cetera Advisor Networks Llc | El Segundo, | CA | 06/2021 | 07/2023 |
| Promise Advisory Group | Greenwood, | IN | 07/2022 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2021 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH AND ANNUITIES 2. NAME OF OTHER BUSINESS: PROMISE ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: EMPLOYEE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ASSISTANCE AND LIFE INSURANCE SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-02 |
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