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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-10-03
  • IN RA
    APPROVED
    Since 2023-10-03

Branch Locations

622 N Madison Ave Ste 10, Greenwood, IN 46142 • United States

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hillview Veterinary Clinic Franklin, IN 05/2015 11/2017
Franklin Community Schools Franklin, IN 01/2013 05/2018
Franklin Regional Swim Team Franklin, IN 05/2018 08/2018
Indiana University Bloomington, IN 08/2018 06/2022
Cetera Advisor Networks Llc El Segundo, CA 06/2021 07/2023
Promise Advisory Group Greenwood, IN 07/2022 Present
Cetera Wealth Services, Llc El Segundo CA 07/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2023 Present
  • 05/2015 → 11/2017
    Hillview Veterinary Clinic
    Franklin,, IN
  • 01/2013 → 05/2018
    Franklin Community Schools
    Franklin,, IN
  • 05/2018 → 08/2018
    Franklin Regional Swim Team
    Franklin,, IN
  • 08/2018 → 06/2022
    Indiana University
    Bloomington,, IN
  • 06/2021 → 07/2023
    Cetera Advisor Networks Llc
    El Segundo,, CA
  • 07/2022 → Present
    Promise Advisory Group
    Greenwood,, IN
  • 07/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2021 APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 8 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH AND ANNUITIES 2. NAME OF OTHER BUSINESS: PROMISE ADVISORY GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2022 POSITION/TITLE/RELATIONSHIP: EMPLOYEE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ASSISTANCE AND LIFE INSURANCE SALES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
  • S66 Uniform Combined State Law Examination
    2023-10-02

View on SEC IAPD

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