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Caleb Phillips

Wells Fargo Clearing Services, LLC

Miamisburg, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-11
OH RA APPROVED 2024-03-19
  • TX RA
    APPROVED
    Since 2024-06-11
  • OH RA
    APPROVED
    Since 2024-03-19

Branch Locations

10100 Innovation Dr Ste 100, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miamisburg OH 01/2024 Present
Abercrombie & Fitch Corp. New Albany OH 06/2021 12/2023
Citrin Ohio, Llc. Columbus OH 12/2019 10/2020
Abercrombie & Fitch Corp New Albany OH 08/2020 08/2020
Ohio State University - Office Of Student Life Columbus OH 12/2018 12/2019
Wells Fargo Advisors Miamisburg OH 06/2018 08/2018
Stockx Detroit MI 05/2019 08/2019
Ohio State University Columbus OH 08/2017 05/2021
Dayton Pool Management Springboro OH 06/2017 08/2017
Kenton Ridge High School Springfield OH 08/2013 05/2017
  • 01/2024 → Present
    Wells Fargo Clearing Services, Llc
    Miamisburg, OH
  • 06/2021 → 12/2023
    Abercrombie & Fitch Corp.
    New Albany, OH
  • 12/2019 → 10/2020
    Citrin Ohio, Llc.
    Columbus, OH
  • 08/2020 → 08/2020
    Abercrombie & Fitch Corp
    New Albany, OH
  • 12/2018 → 12/2019
    Ohio State University - Office Of Student Life
    Columbus, OH
  • 06/2018 → 08/2018
    Wells Fargo Advisors
    Miamisburg, OH
  • 05/2019 → 08/2019
    Stockx
    Detroit, MI
  • 08/2017 → 05/2021
    Ohio State University
    Columbus, OH
  • 06/2017 → 08/2017
    Dayton Pool Management
    Springboro, OH
  • 08/2013 → 05/2017
    Kenton Ridge High School
    Springfield, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
  • S66 Uniform Combined State Law Examination
    2024-03-18
Other Names
  • Cal Phillips

View on SEC IAPD

Other Firms

SUMMIT FINANCIAL, LLC
EAGLE STRATEGIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EVERHART ADVISORS
W&S BROKERAGE SERVICES, INC.
FIFTH THIRD SECURITIES, INC.
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JOSEPH SAMUEL ZAIDAIN
LAKSHYA ARORA
JOSEPH CARL FISHER
JONATHAN PAUL HLAVAC
LISA A BLOCK
DUANE JERROD GILLMAN
JAMES ROBERT ST.PIERRE
Wesley Gooding

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
W&S BROKERAGE SERVICES, INC. · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

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