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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-21 |
Branch Locations
Wilmington, NC • United States
7207 Ibm Drive 2Nd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regis University | Denver | CO | 08/2014 | 05/2018 |
| Regis University Investment Club | Denver | CO | 03/2018 | 06/2018 |
| Axa Advisors, Llc | New York | NY | 06/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2018 | 08/2020 |
| Equitable | Lakewood | CO | 08/2020 | Present |
| Equitable Advisors, Llc | New York | NY | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-20 |
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