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Joseph Hosi

Rockefeller Financial LLC

Florham Park, NJ

Arlington, VA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-10-09
TX RA APPROVED 2023-03-14
NY RA APPROVED 2023-02-20
  • VA RA
    APPROVED
    Since 2023-10-09
  • TX RA
    APPROVED
    Since 2023-03-14
  • NY RA
    APPROVED
    Since 2023-02-20

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Polytechnic Institute And State University Blacksburg VA 08/2015 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 07/2019 09/2019
Rockefeller Financial Llc Washington DC 09/2019 10/2023
Rockefeller Financial Llc Arlington VA 10/2023 Present
  • 08/2015 → 05/2019
    Virginia Polytechnic Institute And State University
    Blacksburg, VA
  • 07/2019 → 09/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Vienna, VA
  • 09/2019 → 10/2023
    Rockefeller Financial Llc
    Washington, DC
  • 10/2023 → Present
    Rockefeller Financial Llc
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-20
  • S66 Uniform Combined State Law Examination
    2023-02-20

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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