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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-21 |
| FL | RA | APPROVED | 2023-09-20 |
Branch Locations
3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 06/2018 | 10/2019 |
| Southern Illinois University | Carbondale | IL | 08/2016 | 05/2017 |
| Southern Illinois University | Carbondale | IL | 08/2017 | 05/2018 |
| Siu Athletics | Carbondable | IL | 08/2016 | 06/2018 |
| Northwestern Medicine | Chicago | IL | 06/2017 | 08/2017 |
| Unemployed | Forest Park | IL | 05/2018 | 06/2018 |
| Unemployed | Forest Park | IL | 05/2017 | 06/2017 |
| Northwestern Medicine | Chicago | IL | 12/2017 | 01/2018 |
| Bank Of America, N.A. | Chicago | IL | 06/2018 | 10/2019 |
| First Republic Securities Company, Llc | Palm Beach | FL | 10/2019 | 09/2023 |
| First Republic Investment Management, Inc. | Palm Beach | FL | 10/2019 | Present |
| J.P. Morgan Securities Llc | Palm Beach | FL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-24 |
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