Thomas Matthew Lewis

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-05
PA	RA	APPROVED	2024-06-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jenkintown	PA	03/2024	Present
Vanguard	Malvern	PA	07/2020	03/2024
1847Financial	Conshohocken	PA	05/2019	08/2019
Merrill Lynch	Doylestown	PA	05/2018	08/2018
Saint Joseph's University	Philadelphia	PA	08/2016	05/2020
Bank Of America N.A.	Jenkintown	PA	05/2024	Present

03/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jenkintown, PA
07/2020 → 03/2024

Vanguard

Malvern, PA
05/2019 → 08/2019

1847Financial

Conshohocken, PA
05/2018 → 08/2018

Merrill Lynch

Doylestown, PA
08/2016 → 05/2020

Saint Joseph's University

Philadelphia, PA
05/2024 → Present

Bank Of America N.A.

Jenkintown, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-25