Adam Randolph Lampe

Current Employers

Employment History

• 08/2005 → 01/2018
  Lampe Wealth Management
  Houston, TX
• 02/2009 → 08/2020
  Proequities, Inc
  Houston, TX
• 01/2012 → 08/2020
  Proequities, Inc
  Houston, TX
• 01/2018 → Present
  (Dba) Mint Wealth Management
  Houston, TX
• 09/2020 → Present
  Royal Alliance Associates, Inc.
  Houston, TX
• 01/2014 → Present
  Lampe Wealth Management
  Houston, TX
• 08/2023 → Present
  Osaic Wealth
  Houston, TX

Previous Registrations

• 2012-01-30 → 2020-09-11
  Concourse Financial Group Securities, Inc.
  Houston, TX

Other Businesses

1. (dba) MINT WEALTH MANAGEMENT; Investment Related; 12807 Haynes Road, Building H, Houston, TX 77433; Financial Services; CEO and Co-Founder; Start Date 01/2018; 160 hours per month with 8 hours per month occurring during trading hours; In addition to securities investments, I also provide the following comprehensive financial planning services through eMoney software which helps in providing retirement planning, cash flows, risk management, estate planning, and tax planning to clientele. 2.MERIT VALUE PARTNERS POSITION: CEO NATURE: We just want to change name for marketing reasons. We are hoping to buy out partner shares of Mint and Haynes Building our office space on July 30, 2026. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 100 START DATE: 08/30/2026 ADDRESS: 18803 Dove Creek Springs Trails, Cypress TX 77433, United States DESCRIPTION: Our goal is the be the one stop shop for all things financially related. 3. HAYNES BUILDING LLC POSITION: Real Estate for firm office NATURE: Real Estate LLC that owns our office building that we rent to Mint Wealth Management. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 12/31/2017 ADDRESS: 12807 Haynes Road, Building H, Houston TX 77066, United States DESCRIPTION: Own office building and charge rent to Mint 4. MINT WEALTH MANAGEMENT POSITION: CEO NATURE: S-Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 200 START DATE: 12/17/2019 ADDRESS: 12807 Haynes Road, Building H, Houston TX 77066, United States DESCRIPTION: I help high net worth individuals work toward their financial goals through holistic financial planning and leads all business development efforts and serve as lead advisor for the firm serving existing clients. 5. LAMPE WEALTH MANAGEMENT POSITION: Owner NATURE: We used this corporation for payroll purpose until 2019 before we moved to Mint Wealth Management in 2020. We were considering using the corporation again to run payroll away from David who is now agreed to retire March 18, 2026. We are in the process of buying all his shares from Mint and will likely shutdown Lampe Wealth in late 2026. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 12807 Haynes Road, Building H, Houston TX 77066, United States DESCRIPTION: Lampe Wealth Management is solely used for payroll and has been inactive since 2021. Adam will likely close out Lampe Wealth by end of December 2026 due to his partner David Lampe agreeing to buyout of 100% shares of Mint and closing will be completed by June 2026. 6. ADAM LAMPE POSITION: Agent NATURE: Sale some life insurance for certain clients. Represents 1%-5% of total income. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2021 ADDRESS: 12807 Haynes Road, Building H, Houston TX 77066, United States DESCRIPTION: insurance for clients 7. GALLOWAY RESEARCH POSITION: survey participant NATURE: Survey company that asks my opinion on various financial brands INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/23/2023 ADDRESS: 12807 Haynes Road, Building H, Houston TX 77066, United States DESCRIPTION: give opinions. For45 minute survey they will pay me $500 8. CONSULTING TO ALPHASIGHTS POSITION: survey NATURE: once quarter they want to interview me for 30 mins and pay me $100 for my input on TAMP programs. My answers will not be published and they are just trying to see what TAMP programs seasoned advisors like the most INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/24/2024 ADDRESS: 12807 Haynes Road, Building H, Houston TX 77066, United States DESCRIPTION: Just giving my opinions on TAMP programs like AssetMark, Orion, SEI and Envestnet

Exams

• S66 Uniform Combined State Law Examination
  2011-10-07

Other Names

• Adam Lampe