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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-16 |
| IN | RA | APPROVED | 2022-01-27 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
7300 Eagle Crest Blvd, Evansville, IN 47715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Evansville | IN | 01/2021 | Present |
| Defenders | Evansville | IN | 07/2020 | 08/2020 |
| Merrill Lynch | Evansville | IN | 05/2019 | 08/2019 |
| Merrill Lynch | Evansville | IN | 06/2018 | 08/2018 |
| United Parcel Service | Evansville | IN | 12/2017 | 01/2018 |
| Two Men And A Truck | Evansville | IN | 06/2017 | 07/2017 |
| Unemployed | Evansville | IN | 08/2020 | 01/2021 |
| Full-Time Student | Bowling Green | KY | 08/2019 | 05/2020 |
| Full-Time Student | Bowling Green | KY | 08/2018 | 05/2019 |
| Full-Time Student | Bowling Green | KY | 01/2018 | 05/2018 |
| Full-Time Student | Bowling Green | KY | 08/2017 | 12/2017 |
| Full-Time Student | Bowling Green | KY | 08/2016 | 05/2017 |
| Bank Of America, N.A. | Evansville | IN | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-26 |
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