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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
IN RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-02-16
  • IN RA
    APPROVED
    Since 2022-01-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

7300 Eagle Crest Blvd, Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Evansville IN 01/2021 Present
Defenders Evansville IN 07/2020 08/2020
Merrill Lynch Evansville IN 05/2019 08/2019
Merrill Lynch Evansville IN 06/2018 08/2018
United Parcel Service Evansville IN 12/2017 01/2018
Two Men And A Truck Evansville IN 06/2017 07/2017
Unemployed Evansville IN 08/2020 01/2021
Full-Time Student Bowling Green KY 08/2019 05/2020
Full-Time Student Bowling Green KY 08/2018 05/2019
Full-Time Student Bowling Green KY 01/2018 05/2018
Full-Time Student Bowling Green KY 08/2017 12/2017
Full-Time Student Bowling Green KY 08/2016 05/2017
Bank Of America, N.A. Evansville IN 10/2022 Present
  • 01/2021 → Present
    Evansville, IN
  • 07/2020 → 08/2020
    Defenders
    Evansville, IN
  • 05/2019 → 08/2019
    Merrill Lynch
    Evansville, IN
  • 06/2018 → 08/2018
    Merrill Lynch
    Evansville, IN
  • 12/2017 → 01/2018
    United Parcel Service
    Evansville, IN
  • 06/2017 → 07/2017
    Two Men And A Truck
    Evansville, IN
  • 08/2020 → 01/2021
    Unemployed
    Evansville, IN
  • 08/2019 → 05/2020
    Full-Time Student
    Bowling Green, KY
  • 08/2018 → 05/2019
    Full-Time Student
    Bowling Green, KY
  • 01/2018 → 05/2018
    Full-Time Student
    Bowling Green, KY
  • 08/2017 → 12/2017
    Full-Time Student
    Bowling Green, KY
  • 08/2016 → 05/2017
    Full-Time Student
    Bowling Green, KY
  • 10/2022 → Present
    Bank Of America, N.A.
    Evansville, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-26
  • S66 Uniform Combined State Law Examination
    2022-01-26
Other Names
  • Christian Mcnett

View on SEC IAPD

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