Joshua Aquila Anthony Allman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 09/2015 → Present
  House Of Music
  Pennington, NJ
• 08/2014 → 05/2018
  The College Of New Jersey
  Ewing, NJ

Other Businesses

I*432874 Entity Type: Entity For Profit Name: House of Music Investment related: No Address: Pennington, New Jersey, 08534 Position, title, association: Committee, Treasurer Start date of relationship: 9/1/2015 Number of hours devoted: 10 hours Monthly Number of hours devoted during trading hours: 0 Duties: Family Held, Co-Owner, Manager, Social Coordinator, Teacher I*2266263 Entity Type: Charitable Name of OBA: STRETTO YOUTH CHAMBER ORCHESTRA Address: PRINCETON, New Jersey, 08540 Investment Related: No Position, Title, Association: Board Member Employee State Date: 11/02/2024 No Hours: 10 Yearly No Hours during Trading: 0 Duties: Provide music to the greater Princeton NJ area including underprivileged children and families. I*: 2561268 Entity Type: Charitable Name of OBA: The Frances T. Foundation Address: Chesterfield, NJ 08516 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 06/17/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: Meeting the spiritual and physical needs of underserved communities across the globe.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-18
• S63 Uniform Securities Agent State Law Examination
  2018-10-25

Other Names

• Joshua Allman