Audrey H Katigan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2019-11-19

OK RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2019-11-19

Branch Locations

Oklahoma City, OK • United States

4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Dallas	TX	06/2019	Present
Merrill Lynch, Pierce, Fenner & Smith Inc	Dallas	TX	06/2018	08/2018
W3 Sales	Dallas	TX	05/2017	09/2017
University Of Oklahoma	Norman	OK	08/2015	05/2019
Bank Of America, N.A.	Dallas	TX	10/2019	Present

06/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
06/2018 → 08/2018

Merrill Lynch, Pierce, Fenner & Smith Inc

Dallas, TX
05/2017 → 09/2017

W3 Sales

Dallas, TX
08/2015 → 05/2019

University Of Oklahoma

Norman, OK
10/2019 → Present

Bank Of America, N.A.

Dallas, TX

Other Businesses

I*763273For profit or not for profit: Entity Charitable Name of outside business organization: Cleats for Kids Foundation Investment related: N Address of business: Oklahoma City, Oklahoma, 73116Nature of business: Charitable Organization Position, title, association: Board Member, Start date of relationship: 3/9/2022Number of hours devoted: 3 hrs Mthly Number of hours devoted during trading hours: 0 Duties: Volunteering and fundraising I*: 2108270 Entity Type: For Profit Name of OBA: TikTok Creator Address: The Village, OK 73120 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 11/26/2024 Number of Hours: 3 hrs wkly Number of Hours during trading: 0 Duties: I create on TikTok for fun. Nothing serious but I have had brands reach out to me about potential compensation.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-18

S66 Uniform Combined State Law Examination

2019-11-18

Other Names

Audrey Harrah
Audrey Ruth Harrah

View on SEC IAPD