Best Investors Account Sign in

Tomas Espinal

Morgan Stanley

Miami, FL

CRD 6964463

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-15
FL RA APPROVED 2019-12-23
  • TX RA
    APPROVED
    Since 2020-04-15
  • FL RA
    APPROVED
    Since 2019-12-23

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 09/2019 Present
Mariner Wealth Advisors Miami FL 07/2019 09/2019
Unemployed Miami FL 03/2019 06/2019
Mariva Capital Markets Miami FL 06/2018 02/2019
Tory Burch Aventura FL 12/2017 04/2018
Barry University Miami FL 01/2017 12/2018
J Crew Miami FL 07/2016 04/2017
Manhattan College Riverdale NY 08/2015 12/2016
  • 09/2019 → Present
    Morgan Stanley
    Miami, FL
  • 07/2019 → 09/2019
    Mariner Wealth Advisors
    Miami, FL
  • 03/2019 → 06/2019
    Unemployed
    Miami, FL
  • 06/2018 → 02/2019
    Mariva Capital Markets
    Miami, FL
  • 12/2017 → 04/2018
    Tory Burch
    Aventura, FL
  • 01/2017 → 12/2018
    Barry University
    Miami, FL
  • 07/2016 → 04/2017
    J Crew
    Miami, FL
  • 08/2015 → 12/2016
    Manhattan College
    Riverdale, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-20
  • S66 Uniform Combined State Law Examination
    2019-12-20

View on SEC IAPD

Nearby Firms

HOLLANDER ASSET MANAGEMENT LLC
GFG CAPITAL
XP ADVISORY US, INC.

Nearby Investors

BIANCA MIA HOLLANDER PONTES
CARLOS HOLLANDER
EDUARDO NMN GRUENER

Nearby Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
XP ADVISORY US, INC. · MIAMI, FL

More in Miami, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor