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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-16 |
| TX | RA | APPROVED_RES | 2021-06-12 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Kentucky | Lexington | KY | 08/2014 | 12/2018 |
| Unemployed | Paducah | KY | 12/2018 | 02/2019 |
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 05/2013 | 05/2019 |
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 05/2019 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
Name/Address: R&S Real Estate LLC Paducah Kentucky 42001 Start Date: 3/24/21 Hours Spent: 0-3 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Chief Properties 421 College Street Greenville KY 42345 Start Date: 3/21/22 Hours Spent: 0-3 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-13 |
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