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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-08-02
TX RA APPROVED_RES 2017-02-13
CA RA APPROVED 2007-04-02
  • OK RA
    APPROVED
    Since 2022-08-02
  • TX RA
    APPROVED_RES
    Since 2017-02-13
  • CA RA
    APPROVED
    Since 2007-04-02

Branch Locations

San Juan Capistrano, CA • United States

26961 Camino De Estrella, Capistrano Beach, CA 92624 • United States

Mammoth Lakes, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Capistrano Beach CA 03/2005 Present
Thrivent Financial For Lutherans Appleton WI 03/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-19
  • S66 Uniform Combined State Law Examination
    2005-04-19

View on SEC IAPD

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