Frances Anna Fattori

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-08-19
FL	RA	APPROVED	2020-07-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Ponte Vedra Beach	FL	08/2019	Present
Life For Youth Ranch	Vero Beach	FL	07/2019	08/2019
Merrill Lynch	Ponte Vedra	FL	06/2018	08/2018
Bella Bridesmaids	Jacksonville	FL	12/2016	06/2018
Hallmark	Jacksonville	FL	01/2016	12/2016
University Of North Florida	Jacksonville	FL	06/2015	06/2019
Bank Of America, N.A.	Ponte Vedra Beach	FL	10/2024	Present

08/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL
07/2019 → 08/2019

Life For Youth Ranch

Vero Beach, FL
06/2018 → 08/2018

Merrill Lynch

Ponte Vedra, FL
12/2016 → 06/2018

Bella Bridesmaids

Jacksonville, FL
01/2016 → 12/2016

Hallmark

Jacksonville, FL
06/2015 → 06/2019

University Of North Florida

Jacksonville, FL
10/2024 → Present

Bank Of America, N.A.

Ponte Vedra Beach, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-24