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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-24
  • TX RA
    APPROVED
    Since 2019-09-24

Branch Locations

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 10/2018 Present
Tough Law Firm Spring TX 05/2016 09/2016
Tough Law Firm Spring TX 05/2017 08/2017
Pappas Burger Houston TX 08/2016 07/2017
University Of Houston Houston TX 08/2015 05/2019
Merrill Lynch Houston TX 06/2018 08/2018
Bank Of America, N. A. Houston TX 05/2026 Present
  • 10/2018 → Present
    Houston, TX
  • 05/2016 → 09/2016
    Tough Law Firm
    Spring, TX
  • 05/2017 → 08/2017
    Tough Law Firm
    Spring, TX
  • 08/2016 → 07/2017
    Pappas Burger
    Houston, TX
  • 08/2015 → 05/2019
    University Of Houston
    Houston, TX
  • 06/2018 → 08/2018
    Merrill Lynch
    Houston, TX
  • 05/2026 → Present
    Bank Of America, N. A.
    Houston, TX
Other Businesses

I*2728280, Entity Type: Entity For Profit, Name of OBA: Sourced by Bredehoft LLC, Address: The Woodlands, Texas, 77381, Investment Related: N, Position, Title, Association: ["Owner"], Employee State Date: 08/18/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: sourcing, marketing and sales Retail- antiques and collectibles

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-23
  • S66 Uniform Combined State Law Examination
    2019-09-23
Other Names
  • Mikenzi Bredehoft
  • Mikenzi Korrin Bredehoft

View on SEC IAPD

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