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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
Branch Locations
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 06/2018 | 01/2025 |
| California Lutheran University | Thousand Oaks | CA | 08/2017 | 05/2019 |
| Unemployed | Thousand Oaks | CA | 04/2018 | 06/2018 |
| Monarch Plan Advisors | Simi Valley | CA | 02/2018 | 04/2018 |
| Unemployed | Thousand Oaks | CA | 06/2017 | 02/2018 |
| Coffee Bean & Tea Leaf | Thousand Oaks | CA | 06/2015 | 06/2017 |
| Moorpark College | Moorpark | CA | 01/2016 | 05/2017 |
| Mutual Advisors, Llc. | Omaha | NE | 06/2021 | 01/2025 |
| Cedarstone Advisors | Thousand Oaks | CA | 01/2025 | 01/2026 |
| Mutual Securities, Inc. | Camarillo | CA | 01/2026 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 01/2026 | Present |
1. Ryne River Trading Co., Start Date: 09/01/2026, 13458 Christian Barrett Dr., Moorpark, CA 93021, Sole Proprietorship; plan to form an LLC once profitability milestones are met, Retail Sales of sealed and single trading card game (TCG) products via online marketplaces, Owner - Sole Proprietor, Source sealed trading card products from retail channels (Amazon, Target, Walmart, Costco); resell via online marketplaces (TCGplayer, OfferUp); manage inventory, shipping, and bookkeeping, Not Investment Related, 15-20 Hours per month, 0-.5 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-29 |
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