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Christopher John Tyler

Alliance Advisory & Securities, LLC

Westlake Village, CA

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Current Employers
Alliance Advisory & Securities, Llc

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-22
  • CA RA
    APPROVED
    Since 2022-06-22

Branch Locations

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Advisory & Securities, Inc. Westlake Village CA 03/2018 01/2019
Heritage Distributing Company Commerce CA 09/2016 02/2018
California State University Fullerton Fullerton CA 01/2017 12/2017
Davies Financial Advisors, Inc. Murrieta CA 02/2019 01/2020
Raymond James Financial Services, Inc Murrieta CA 02/2020 Present
Alliance Advisory & Securities, Inc. Westlake Village CA 06/2022 Present
D. Canada Financial Group Murrieta CA 02/2020 05/2022
  • 03/2018 → 01/2019
    Alliance Advisory & Securities, Inc.
    Westlake Village, CA
  • 09/2016 → 02/2018
    Heritage Distributing Company
    Commerce, CA
  • 01/2017 → 12/2017
    California State University Fullerton
    Fullerton, CA
  • 02/2019 → 01/2020
    Davies Financial Advisors, Inc.
    Murrieta, CA
  • 02/2020 → Present
    Raymond James Financial Services, Inc
    Murrieta, CA
  • 06/2022 → Present
    Alliance Advisory & Securities, Inc.
    Westlake Village, CA
  • 02/2020 → 05/2022
    D. Canada Financial Group
    Murrieta, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
  • S66 Uniform Combined State Law Examination
    2018-11-20
Designations
Other Names
  • Christopher John Tyler
  • Christopher Tyler

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
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