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Christopher John Tyler

Alliance Advisory & Securities, LLC

Westlake Village, CA

CRD 6963483

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Employer firm

Alliance Advisory & Securities, LLC CRD 18835

$687M regulatory AUM 675 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Alliance Advisory & Securities, Llc

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-22
  • CA RA
    APPROVED
    Since 2022-06-22

Branch Locations

31248 E. Oak Crest Drive Ste 100, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Advisory & Securities, Inc. Westlake Village CA 03/2018 01/2019
Heritage Distributing Company Commerce CA 09/2016 02/2018
California State University Fullerton Fullerton CA 01/2017 12/2017
Davies Financial Advisors, Inc. Murrieta CA 02/2019 01/2020
Raymond James Financial Services, Inc Murrieta CA 02/2020 Present
Alliance Advisory & Securities, Inc. Westlake Village CA 06/2022 Present
D. Canada Financial Group Murrieta CA 02/2020 05/2022
  • 03/2018 → 01/2019
    Alliance Advisory & Securities, Inc.
    Westlake Village, CA
  • 09/2016 → 02/2018
    Heritage Distributing Company
    Commerce, CA
  • 01/2017 → 12/2017
    California State University Fullerton
    Fullerton, CA
  • 02/2019 → 01/2020
    Davies Financial Advisors, Inc.
    Murrieta, CA
  • 02/2020 → Present
    Raymond James Financial Services, Inc
    Murrieta, CA
  • 06/2022 → Present
    Alliance Advisory & Securities, Inc.
    Westlake Village, CA
  • 02/2020 → 05/2022
    D. Canada Financial Group
    Murrieta, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
  • S66 Uniform Combined State Law Examination
    2018-11-20
Designations
  • Certified Financial Planner
Other Names
  • Christopher John Tyler
  • Christopher Tyler

View on SEC IAPD

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