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Steven Francione

Park Avenue Securities LLC

Holmdel, NJ

CRD 6962984

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-15
  • NJ RA
    APPROVED
    Since 2026-06-15

Branch Locations

101 Crawfords Corner Road Suite 2405, Holmdel, NJ 07733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Morristown NJ 05/2018 06/2018
West Chester University West Chester PA 08/2014 05/2018
West Chester University West Chester PA 01/2017 08/2017
Equitable Advisors, Llc New York NY 09/2020 03/2021
Unemployed Manalapan NJ 07/2018 08/2020
Nylife Securities Llc Edison NJ 11/2021 04/2022
New York Life Insurance Co Edison NJ 05/2021 03/2022
Northeast Financial Network Holmdel NJ 06/2022 04/2024
Guardian Life Insurance Company Holmdel NJ 04/2024 Present
Park Avenue Securities Holmdel NJ 04/2024 Present
  • 05/2018 → 06/2018
    Northwestern Mutual Investment Services, Llc
    Morristown, NJ
  • 08/2014 → 05/2018
    West Chester University
    West Chester, PA
  • 01/2017 → 08/2017
    West Chester University
    West Chester, PA
  • 09/2020 → 03/2021
    Equitable Advisors, Llc
    New York, NY
  • 07/2018 → 08/2020
    Unemployed
    Manalapan, NJ
  • 11/2021 → 04/2022
    Nylife Securities Llc
    Edison, NJ
  • 05/2021 → 03/2022
    New York Life Insurance Co
    Edison, NJ
  • 06/2022 → 04/2024
    Northeast Financial Network
    Holmdel, NJ
  • 04/2024 → Present
    Guardian Life Insurance Company
    Holmdel, NJ
  • 04/2024 → Present
    Park Avenue Securities
    Holmdel, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-12
S65 Uniform Investment Adviser Law Examination 2026-05-22
  • S63 Uniform Securities Agent State Law Examination
    2026-06-12
  • S65 Uniform Investment Adviser Law Examination
    2026-05-22

View on SEC IAPD

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