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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-28 |
Branch Locations
8000 I.H. 10 West Suite 600, San Antonio, TX 78230 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Antonio | TX | 08/2018 | 02/2020 |
| Unemployed | San Antonio | TX | 11/2017 | 08/2018 |
| Avalon Advisors | San Antonio | TX | 06/2017 | 11/2017 |
| University Of The Incarnate Word | San Antonio | TX | 06/2016 | 06/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | 02/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2020 | Present |
| Cetera Investment Advisers Llc | San Antonio | TX | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-27 |
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