Paulino M Diaz

CRD 6962437

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-10-17
FL	RA	APPROVED	2021-06-22

NC RA
APPROVED

Since 2024-10-17
FL RA
APPROVED

Since 2021-06-22

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Weston	FL	12/2018	04/2021
Alexis Llc	Miami	FL	08/2015	08/2017
Luxcom Builders	Miami	FL	09/2017	05/2018
Randstad Usa	Miami	FL	05/2018	12/2018
Morgan Stanley	Charlotte	NC	05/2021	Present

12/2018 → 04/2021

Wells Fargo Clearing Services, Llc

Weston, FL
08/2015 → 08/2017

Alexis Llc

Miami, FL
09/2017 → 05/2018

Luxcom Builders

Miami, FL
05/2018 → 12/2018

Randstad Usa

Miami, FL
05/2021 → Present

Morgan Stanley

Charlotte, NC

Previous Registrations

2021-02-22 → 2021-04-26

Wells Fargo Clearing Services, Llc

Weston, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-02-19

S66 Uniform Combined State Law Examination

2021-02-19

Other Names

Paulino Diaz
Paulino Manuel Diaz

View on SEC IAPD

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