Trecci A Simmons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 08/2018
  Morgan Stanley
  Houston, TX
• 10/2016 → 05/2018
  Stephen F. Austin State University- Residence Life
  Nacogdoches, TX
• 01/2015 → 05/2018
  Stephen F. Austin- Marleta Chadwick Student Financial Advisors
  Nacogdoches, TX
• 08/2014 → 05/2018
  Stephen F. Austin State University
  Nacogdoches, TX
• 10/2018 → Present
  Zions Bancorporation
  Houston, TX
• 10/2018 → Present
  Lpl Financial Llc
  Houston, TX

Other Businesses

1)07/14/2021 - Amegy Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/20/2025 - Zions Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date:10/15/2018 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2023-02-28

Other Names

• Trecci Simmons