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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-07-17 |
Branch Locations
550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wayzata | MN | 05/2018 | 08/2019 |
| Unitedhealth Care | Minnetonka | MN | 04/2016 | 05/2018 |
| Bank Of America, N.A. | Wayzata | MN | 05/2018 | 08/2019 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 12/2019 | 04/2021 |
| Unemployed | Minneapolis | MN | 08/2019 | 11/2019 |
| Fidelity Investments | Westlake | TX | 04/2021 | 02/2022 |
| Fisher Investments | Camas | WA | 02/2022 | 01/2023 |
| J.P. Morgan Securities Llc | Eden Prairie | MN | 08/2023 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Eden Prairie | MN | 08/2023 | 11/2024 |
| Unemployed | Forest Lake | MN | 01/2023 | 08/2023 |
| Wells Fargo Clearing Services | Minneapolis | MN | 07/2025 | Present |
| Wells Fargo Bank | Minneapolis | MN | 07/2025 | Present |
| Unemployed | Coon Rapids | ME | 11/2024 | 07/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-06 |
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