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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-07-17
  • MN RA
    APPROVED
    Since 2025-07-17

Branch Locations

550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 05/2018 08/2019
Unitedhealth Care Minnetonka MN 04/2016 05/2018
Bank Of America, N.A. Wayzata MN 05/2018 08/2019
Ameriprise Financial Services Inc Minneapolis MN 12/2019 04/2021
Unemployed Minneapolis MN 08/2019 11/2019
Fidelity Investments Westlake TX 04/2021 02/2022
Fisher Investments Camas WA 02/2022 01/2023
J.P. Morgan Securities Llc Eden Prairie MN 08/2023 11/2024
Jpmorgan Chase Bank, N.A. Eden Prairie MN 08/2023 11/2024
Unemployed Forest Lake MN 01/2023 08/2023
Wells Fargo Clearing Services Minneapolis MN 07/2025 Present
Wells Fargo Bank Minneapolis MN 07/2025 Present
Unemployed Coon Rapids ME 11/2024 07/2025
  • 05/2018 → 08/2019
    Wayzata, MN
  • 04/2016 → 05/2018
    Unitedhealth Care
    Minnetonka, MN
  • 05/2018 → 08/2019
    Bank Of America, N.A.
    Wayzata, MN
  • 12/2019 → 04/2021
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 08/2019 → 11/2019
    Unemployed
    Minneapolis, MN
  • 04/2021 → 02/2022
    Fidelity Investments
    Westlake, TX
  • 02/2022 → 01/2023
    Camas, WA
  • 08/2023 → 11/2024
    Eden Prairie, MN
  • 08/2023 → 11/2024
    Jpmorgan Chase Bank, N.A.
    Eden Prairie, MN
  • 01/2023 → 08/2023
    Unemployed
    Forest Lake, MN
  • 07/2025 → Present
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 07/2025 → Present
    Wells Fargo Bank
    Minneapolis, MN
  • 11/2024 → 07/2025
    Unemployed
    Coon Rapids, ME
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-06
  • S66 Uniform Combined State Law Examination
    2018-09-06
Other Names
  • Nickolas Varani
  • Nickolas Elio Varani
  • Nick Varani

View on SEC IAPD

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