Garrett James Cox

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 05/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 05/2013 → 05/2018
  Coxco Roofing
  Richardson, TX
• 08/2014 → 05/2018
  University Of Texas
  Austin, TX
• 07/2018 → 05/2023
  Bank Of America, N.A.
  Austin, TX
• 07/2023 → Present
  Cetera Investment Advisers Llc
  San Antonio, TX
• 07/2023 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN

Previous Registrations

• 2018-09-24 → 2023-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX

Exams

• S66 Uniform Combined State Law Examination
  2018-09-21

Other Names

• Garrett Cox