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Nicholas Bradford Porter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guilford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-12
CT RA APPROVED 2018-12-24
  • TX RA
    APPROVED
    Since 2019-03-12
  • CT RA
    APPROVED
    Since 2018-12-24

Branch Locations

350 Goose Ln Ste 303-C, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hartford CT 05/2018 Present
Brenton Point Wealth Managment Madison CT 06/2017 07/2017
Marist College Poughkeepsie NY 09/2014 05/2018
Bank Of America, N.A. West Hartford CT 07/2018 Present
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    West Hartford, CT
  • 06/2017 → 07/2017
    Brenton Point Wealth Managment
    Madison, CT
  • 09/2014 → 05/2018
    Marist College
    Poughkeepsie, NY
  • 07/2018 → Present
    Bank Of America, N.A.
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Other Names
  • Nicholas Porter

View on SEC IAPD

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