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Paula Thibodeaux

Wells Fargo Clearing Services, LLC

Dallas, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-26
  • TX RA
    APPROVED
    Since 2018-11-26

Branch Locations

100 Crescent Ct Ste 1400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Rockwall TX 07/2012 Present
Wells Fargo Clearing Services, Llc Rockwall TX 06/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-26
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S65 Uniform Investment Adviser Law Examination
    2018-11-26
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01
Other Names
  • Paula Dague

View on SEC IAPD

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