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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-10-20
MA RA APPROVED 2021-04-21
  • NH RA
    APPROVED
    Since 2023-10-20
  • MA RA
    APPROVED
    Since 2021-04-21

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of New Hampshire Durham NH 09/2016 05/2017
Babson College Wellesley MA 09/2017 05/2020
Minim Inc. Manchester NH 05/2017 09/2017
University System Of New Hampshire Durham NH 09/2016 05/2017
Lpl Financial Llc Waltham MA 05/2018 Present
Integrated Wealth Concepts, Llc Waltham MA 04/2021 Present
  • 09/2016 → 05/2017
    University Of New Hampshire
    Durham, NH
  • 09/2017 → 05/2020
    Babson College
    Wellesley, MA
  • 05/2017 → 09/2017
    Minim Inc.
    Manchester, NH
  • 09/2016 → 05/2017
    University System Of New Hampshire
    Durham, NH
  • 05/2018 → Present
    Lpl Financial Llc
    Waltham, MA
  • 04/2021 → Present
    Waltham, MA
Other Businesses

1. 10/29/2020 - Integrated Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 5/27/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/1/2021 - 1 Hours Per Month During Securities Trading. 3. 6/15/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2021 - 80 Hours Per Month During Securities Trading. 4. 8/10/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/21/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 8/10/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/21/2021 - 80 Hours Per Month/80 Hours During Securities Trading. 6. 8/10/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/21/2021 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-17
  • S66 Uniform Combined State Law Examination
    2021-03-17

View on SEC IAPD

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