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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-10-20 |
| MA | RA | APPROVED | 2021-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of New Hampshire | Durham | NH | 09/2016 | 05/2017 |
| Babson College | Wellesley | MA | 09/2017 | 05/2020 |
| Minim Inc. | Manchester | NH | 05/2017 | 09/2017 |
| University System Of New Hampshire | Durham | NH | 09/2016 | 05/2017 |
| Lpl Financial Llc | Waltham | MA | 05/2018 | Present |
| Integrated Wealth Concepts, Llc | Waltham | MA | 04/2021 | Present |
1. 10/29/2020 - Integrated Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 5/27/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/1/2021 - 1 Hours Per Month During Securities Trading. 3. 6/15/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2021 - 80 Hours Per Month During Securities Trading. 4. 8/10/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/21/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 8/10/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/21/2021 - 80 Hours Per Month/80 Hours During Securities Trading. 6. 8/10/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/21/2021 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-17 |
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