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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank Ssb | Houston | TX | 10/2013 | 03/2023 |
| Charles Schwab & Co., Inc. | Houston | TX | 10/2013 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 03/2023 | Present |
| Bank Of America, N.A. | Houston | TX | 03/2023 | Present |
VRBO AIR BNB| not investment related | Galveston, TX| start date 03/02/2020 | co-owner of beach house | less than 20 hours per month | none during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-13 |
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