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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-28
IN RA APPROVED 2022-06-09
  • VA RA
    APPROVED
    Since 2024-03-28
  • IN RA
    APPROVED
    Since 2022-06-09

Branch Locations

Crown Point, IN • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

1939 Roland Clarke Place Suite 400, Reston, VA 20191 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Reston VA 06/2018 09/2018
At&T Michigan City IN 01/2015 06/2018
Unemployed Merrillville IN 09/2018 05/2019
At&T Michigan City IN 05/2019 02/2022
Lpl Financial Llc Crowne Point IN 02/2022 Present
  • 06/2018 → 09/2018
    Raymond James Financial Services, Inc.
    Reston, VA
  • 01/2015 → 06/2018
    At&T
    Michigan City, IN
  • 09/2018 → 05/2019
    Unemployed
    Merrillville, IN
  • 05/2019 → 02/2022
    At&T
    Michigan City, IN
  • 02/2022 → Present
    Lpl Financial Llc
    Crowne Point, IN
Other Businesses

1) 02/22/2022 - Global Advisor Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/10/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 2/2022 - 12 Hours Per Month/8 Hours During Securities Trading - I provide administrative support to PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 03/10/2022 - Global Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date 2/2022 - 12 Hours Per Month - I provide administrative support to PRIVATE ADVISOR GROUP, an independent investment advisor firm. I started this business activity in 03/2022I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-22
S63 Uniform Securities Agent State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2022-04-22
  • S63 Uniform Securities Agent State Law Examination
    2018-08-17
Designations
  • Certified Financial Planner
Other Names
  • Nathan James Barnette

View on SEC IAPD

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