Phuong Thanh Doan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2018 → Present
  V.V. Babukutty
  Houston, TX
• 08/2017 → 12/2017
  N/A
  Houston, TX
• 04/2013 → 07/2017
  Hth Communications
  Houston, TX
• 01/2019 → Present
  Phuong Doan, Ea
  Houston, TX
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: PHUONG DOAN, EA INVESTMENT RELATED: NO ADDRESS: 13807 EVENING WIND DR PEARLAND TX 77584 NATURE OF BUSINESS: TAX PREPARATION START DATE: 01/2019 POSITION/TITLE/RELATIONSHIP: IRS ENROLLED AGENT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION 2. NAME OF OTHER BUSINESS: V.V. BABUKUTTY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: ASSISTANT APX NUMBER OF HOURS PER WEEK: 21 APX NUMBER OF HOURS DURING TRADING HOURS: 21 BRIEF DESCRIPTION OF DUTIES: ASSISTANT / TAX PREPARATION 3. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES START DATE: 03/2018 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: .05 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS

Exams

• S66 Uniform Combined State Law Examination
  2019-04-03