Nick Daniel Pantuso

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Wholesale Capital Corporation
  Moreno Valley, CA
• 06/2018 → 01/2024
  Woodbury Financial Services Inc
  Thousand Oaks, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Thousand Oaks, CA

Previous Registrations

• 2019-09-17 → 2024-01-19
  Woodbury Financial Services, Inc.
  Thousand Oaks, CA
  Thousand Oaks, CA
  Costa Mesa, CA

Other Businesses

1. NICK PANTUSO POSITION: Real Estate Broker NATURE: Sole Proprietor. I am a licensed Real Estate Broker and lender. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 09/30/2003 ADDRESS: 298 Corrine Hill Court, Thousand Oaks CA 91320, United States DESCRIPTION: I am a loan officer. I arrange financing for real estate transactions 2. NICK PANTUSO POSITION: Fixed Insurance NATURE: Sole Proprietor - Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2018 ADDRESS: 298 Corrine Hill Court, Thousand Oaks CA 91320, United States DESCRIPTION: Fixed Insurance Sales 3. NKP HOLDINGS, INC. POSITION: 50% Owner NATURE: 1120s Subchapter "S" Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 298 Corrine Hill Court, Thousand Oaks, CA 91320, United States DESCRIPTION: None. Entity is used by my wife for her real estate brokerage practice. I Nick Pantuso am a 50% owner of this entity that is used by Kelly(my wife) for her real estate brokerage business. 4. REAL ESTATE INVESTOR POSITION: Owner NATURE: Falls under Schedule "E" of our personal 1040 Federal Tax Return. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 298 Corrine Hill Court, Thousand Oaks CA 91320, United States DESCRIPTION: My wife and I ownfive rental properties, which include: 2165 & 2167 Daily Avenue, Camarillo California 2179 & 2181 Daily Avenue, Camarillo California 6545 Nacimiento Shores Road, Bradley California 8113 Lalew Cove, Austin, Texas 4512 Sojourner, Austin, Texas 1440 Jackson Street, New Braunfels, Texas I : Book rents Book expenses Pay bills Pay mortgages 5)LAKEFRONT AT LANDSEND, LLC POSITION: Member NATURE: Vacation rental property. 6 rental cabins 1 caretaker cabin website www.naci7.com INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/24/2014 ADDRESS: 6545 Nacimeinto Shores Raod, Bradley CA 93426, United States DESCRIPTION: I prepare the financial statements on a "Cash Basis" based on what funds flow in and out of the checking and savings account.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-09-04
• S63 Uniform Securities Agent State Law Examination
  2018-08-18
• S66 Uniform Combined State Law Examination
  2018-08-13

Other Names

• Nick Pantuso