George Simon Miller

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 05/2018
  American Modern Insurance
  Amelia, OH
• 09/2016 → 12/2017
  Northern Kentucky University
  Highland Heights, KY
• 05/2016 → 09/2016
  Student
  Oxford, OH
• 06/2018 → 01/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2020 → 12/2023
  Northwestern Mutual Investment Services Llc
  Cincinnati, OH
• 01/2019 → 12/2023
  Erik Stephens
  Cincinnati, OH
• 05/2022 → 12/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 12/2023 → Present
  Ubs Financial Services Inc.
  Cincinnati, OH

Exams

• S66 Uniform Combined State Law Examination
  2023-09-05
• S63 Uniform Securities Agent State Law Examination
  2020-09-16

Other Names

• George Simon Miller
• Simon Miller