Timothy Sean Carley

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers

Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-03-10
VT	RA	APPROVED	2026-03-06
CT	RA	APPROVED	2026-03-05
ME	RA	APPROVED	2026-03-05
RI	RA	APPROVED	2026-03-05
NJ	RA	APPROVED	2025-10-17
NY	RA	APPROVED	2025-10-16
ND	RA	APPROVED	2025-02-20
SD	RA	APPROVED	2025-02-06
MA	RA	APPROVED	2025-02-05
NE	RA	APPROVED	2025-01-27
CO	RA	APPROVED	2025-01-23
DE	RA	APPROVED	2025-01-23
IA	RA	APPROVED	2025-01-23
KS	RA	APPROVED	2025-01-23
MD	RA	APPROVED	2025-01-23
MO	RA	APPROVED	2025-01-23
MT	RA	APPROVED	2025-01-23
OK	RA	APPROVED	2025-01-23
PA	RA	APPROVED	2025-01-23
WY	RA	APPROVED	2025-01-23

NH RA
APPROVED

Since 2026-03-10
VT RA
APPROVED

Since 2026-03-06
CT RA
APPROVED

Since 2026-03-05
ME RA
APPROVED

Since 2026-03-05
RI RA
APPROVED

Since 2026-03-05
NJ RA
APPROVED

Since 2025-10-17
NY RA
APPROVED

Since 2025-10-16
ND RA
APPROVED

Since 2025-02-20
SD RA
APPROVED

Since 2025-02-06
MA RA
APPROVED

Since 2025-02-05
NE RA
APPROVED

Since 2025-01-27
CO RA
APPROVED

Since 2025-01-23
DE RA
APPROVED

Since 2025-01-23
IA RA
APPROVED

Since 2025-01-23
KS RA
APPROVED

Since 2025-01-23
MD RA
APPROVED

Since 2025-01-23
MO RA
APPROVED

Since 2025-01-23
MT RA
APPROVED

Since 2025-01-23
OK RA
APPROVED

Since 2025-01-23
PA RA
APPROVED

Since 2025-01-23
WY RA
APPROVED

Since 2025-01-23

Branch Locations

200 Clarendon Street, 51St Floor, Boston, MA 02116 • United States

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Boston	MA	07/2019	12/2019
Mml Investors Services	Boston	MA	08/2019	12/2019
Interstate Navigation	Narragansett	RI	05/2016	08/2017
Shaw's Supermarket	Montpelier	VT	10/2016	05/2018
Rocky Point Marina	Redondo Beach	CA	05/2018	08/2018
Madrid Retirement Advisors	Manhattan Beach	CA	05/2018	08/2018
Norwich University	Northfield	VT	08/2015	05/2019
Amundi Pioneer Distributor, Inc.	Boston	MA	12/2019	12/2020
Amundi Distributor Us, Inc.	Boston	MA	01/2021	12/2024
Tcw Funds Distributors	Los Angeles	CA	01/2025	Present
Tcw Llc	Los Angeles	CA	01/2025	Present

07/2019 → 12/2019

Mass Mutual Life Insurance Company

Boston, MA
08/2019 → 12/2019

Mml Investors Services

Boston, MA
05/2016 → 08/2017

Interstate Navigation

Narragansett, RI
10/2016 → 05/2018

Shaw's Supermarket

Montpelier, VT
05/2018 → 08/2018

Rocky Point Marina

Redondo Beach, CA
05/2018 → 08/2018

Madrid Retirement Advisors

Manhattan Beach, CA
08/2015 → 05/2019

Norwich University

Northfield, VT
12/2019 → 12/2020

Amundi Pioneer Distributor, Inc.

Boston, MA
01/2021 → 12/2024

Amundi Distributor Us, Inc.

Boston, MA
01/2025 → Present

Tcw Funds Distributors

Los Angeles, CA
01/2025 → Present

Tcw Llc

Los Angeles, CA

Previous Registrations

2024-01-30 → 2025-01-02

Amundi Asset Management Us, Inc.

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-01-24
S63	Uniform Securities Agent State Law Examination	2020-09-21

S65 Uniform Investment Adviser Law Examination

2024-01-24
S63 Uniform Securities Agent State Law Examination

2020-09-21

Other Names

Timothy Sean Carley
Timothy Sean Carley

View on SEC IAPD

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