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Andrew Scott Mullins

Robert W. Baird & Co. Incorporated

Birmingham, MI

Birmingham, MI

CRD 6960995

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-28
TX RA APPROVED_RES 2022-01-21
MI RA APPROVED 2021-06-23
WI RA APPROVED 2019-11-04
  • FL RA
    APPROVED
    Since 2022-01-28
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • MI RA
    APPROVED
    Since 2021-06-23
  • WI RA
    APPROVED
    Since 2019-11-04

Branch Locations

Birmingham, MI • United States

300 Park St Ste 240, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cielo Brookfield WI 05/2017 08/2017
Baird Milwaukee WI 05/2018 08/2018
Miami University Oxford OH 08/2015 12/2018
Baird Milwaukee WI 06/2019 Present
Dubois Bookstore Oxford OH 02/2019 04/2019
  • 05/2017 → 08/2017
    Cielo
    Brookfield, WI
  • 05/2018 → 08/2018
    Baird
    Milwaukee, WI
  • 08/2015 → 12/2018
    Miami University
    Oxford, OH
  • 06/2019 → Present
    Baird
    Milwaukee, WI
  • 02/2019 → 04/2019
    Dubois Bookstore
    Oxford, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01
Other Names
  • Andrew S Mullins

View on SEC IAPD

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