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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
12065 W. Janesville Rd. Suite 200, Hales Corners, WI 53130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Glencoe | MO | 06/2018 | 09/2018 |
| Spartannash | Edina | MN | 10/2017 | 06/2018 |
| Baker Tilly Virchow Krause, Llp | Milwaukee | WI | 01/2015 | 06/2017 |
| Unemployed | Greendale | WI | 07/2017 | 09/2017 |
| Us Bancorp Investments | Grafton | WI | 12/2018 | 05/2021 |
| Ch Coakley | Milwaukee | WI | 10/2018 | 12/2018 |
| Drake &Amp; Associates | Waukesha | WI | 05/2021 | 01/2023 |
| Drake &Amp; Associates, Llc | Waukesha | WI | 05/2021 | 01/2023 |
| Pruco Securities Llc | Hales Corners | WI | 01/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Hales Corners | WI | 01/2023 | Present |
| Lpl Enterprise, Llc | Wauwatosa | WI | 11/2024 | Present |
1) 11/08/2024 - LB - Servicing and selling individual health insurance - Non-Variable Insurance - Inv Related - At Wauwatosa. WI - Start Date 01/02/2023 - 10hrs/mth - 10hrs/mth During Trading 2) 03/03/2025- Pinnacle Legacy Partners- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start 02/14/2025-160hrs/mnth-160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-17 |
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