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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

12065 W. Janesville Rd. Suite 200, Hales Corners, WI 53130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Glencoe MO 06/2018 09/2018
Spartannash Edina MN 10/2017 06/2018
Baker Tilly Virchow Krause, Llp Milwaukee WI 01/2015 06/2017
Unemployed Greendale WI 07/2017 09/2017
Us Bancorp Investments Grafton WI 12/2018 05/2021
Ch Coakley Milwaukee WI 10/2018 12/2018
Drake &Amp; Associates Waukesha WI 05/2021 01/2023
Drake &Amp; Associates, Llc Waukesha WI 05/2021 01/2023
Pruco Securities Llc Hales Corners WI 01/2023 11/2024
The Prudential Insurance Company Of America Hales Corners WI 01/2023 Present
Lpl Enterprise, Llc Wauwatosa WI 11/2024 Present
  • 06/2018 → 09/2018
    Glencoe, MO
  • 10/2017 → 06/2018
    Spartannash
    Edina, MN
  • 01/2015 → 06/2017
    Baker Tilly Virchow Krause, Llp
    Milwaukee, WI
  • 07/2017 → 09/2017
    Unemployed
    Greendale, WI
  • 12/2018 → 05/2021
    Us Bancorp Investments
    Grafton, WI
  • 10/2018 → 12/2018
    Ch Coakley
    Milwaukee, WI
  • 05/2021 → 01/2023
    Drake &Amp; Associates
    Waukesha, WI
  • 05/2021 → 01/2023
    Drake &Amp; Associates, Llc
    Waukesha, WI
  • 01/2023 → 11/2024
    Hales Corners, WI
  • 01/2023 → Present
    The Prudential Insurance Company Of America
    Hales Corners, WI
  • 11/2024 → Present
    Wauwatosa, WI
Previous Registrations
Other Businesses

1) 11/08/2024 - LB - Servicing and selling individual health insurance - Non-Variable Insurance - Inv Related - At Wauwatosa. WI - Start Date 01/02/2023 - 10hrs/mth - 10hrs/mth During Trading 2) 03/03/2025- Pinnacle Legacy Partners- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start 02/14/2025-160hrs/mnth-160hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2018-08-17
Other Names
  • Samuel Frank Zabkowicz
  • Sam Zabkowicz

View on SEC IAPD

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