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Tristan Amone

Ameriprise Financial Services, LLC

Southampton, NY

CRD 6960746

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-24
  • NY RA
    APPROVED
    Since 2023-10-24

Branch Locations

1673 County Road 39, Southampton, NY 11968-5298 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Southampton NY 10/2021 Present
365 Athletics Bellport NY 06/2020 09/2021
Fairfield University Fairfield CT 09/2016 05/2020
Ameriprise Financial Services, Llc Southampton NY 06/2019 08/2019
Ameriprise Financial Services, Llc Southampton NY 06/2018 08/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-23
  • S66 Uniform Combined State Law Examination
    2023-10-23
Other Names
  • Tristan Thomas Amone

View on SEC IAPD

Nearby Firms

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UBS FINANCIAL SERVICES INC.
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Nearby Investors

Trent Anthony Dattoli
MICHAEL PETER ILLARI
Ryan Joseph Grande

Nearby Offices

CHARLES SCHWAB & CO., INC. · Southampton, NY
UBS FINANCIAL SERVICES INC. · SOUTHAMPTON, NY
WELLS FARGO CLEARING SERVICES, LLC · SOUTHAMPTON, NY

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