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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-12-02
  • PA RA
    APPROVED
    Since 2022-12-02

Branch Locations

10 Dessen Dr, Hazleton, PA 18202 • United States

118 Main St, Luzerne, PA 18709 • United States

4040 Memorial Hwy, Dallas, PA 18612 • United States

1320 Wyoming Ave, Forty Fort, PA 18704 • United States

509 Main St, Dallas, PA 18612 • United States

924 Wilkes Barre Township Blvd, Wilkes Barre, PA 18702 • United States

669 State Rte 93 Hwy Ste 5, Sugarloaf, PA 18249 • United States

285 S Main St, Pittston, PA 18640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Pennsylvania State University University Park PA 06/2017 05/2021
Bellefonte Area High School Bellefonte PA 08/2013 06/2017
Happy Valley Brewing Company State College PA 08/2015 08/2017
The Student Book Store State College PA 08/2017 03/2018
The Pennsylvania State University University Park PA 03/2018 05/2018
Northwest Bank Bellefonte PA 05/2018 Present
Lpl Financial Llc State College PA 05/2018 Present
  • 06/2017 → 05/2021
    The Pennsylvania State University
    University Park, PA
  • 08/2013 → 06/2017
    Bellefonte Area High School
    Bellefonte, PA
  • 08/2015 → 08/2017
    Happy Valley Brewing Company
    State College, PA
  • 08/2017 → 03/2018
    The Student Book Store
    State College, PA
  • 03/2018 → 05/2018
    The Pennsylvania State University
    University Park, PA
  • 05/2018 → Present
    Northwest Bank
    Bellefonte, PA
  • 05/2018 → Present
    State College, PA
Other Businesses

1)05/18/2020 - Northwest Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-01
S63 Uniform Securities Agent State Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2022-12-01
  • S63 Uniform Securities Agent State Law Examination
    2020-12-18

View on SEC IAPD

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