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Alexis Sabrina Garza

Austin Asset

Austin, TX

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Current Employers
Austin Asset

7200 N. Mopac, Suite 315, Austin, TX 78731 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-08
  • TX RA
    APPROVED
    Since 2023-12-08

Branch Locations

7200 N. Mopac, Suite 315, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Antonio TX 08/2018 09/2021
Td Ameritrade Southlake TX 05/2018 08/2018
Leadership And Ethics Institute Ut Austin TX 06/2017 08/2018
Victory Tutorial Program Austin TX 09/2016 09/2018
Ut Austin Health Services Austin TX 08/2016 05/2017
University Of Texas As Austin Austin TX 08/2015 05/2019
Charles Schwab & Co., Inc. Austin TX 09/2021 07/2023
Charles Schwab Bank, Ssb Austin TX 09/2021 07/2023
Austin Asset Austin TX 08/2023 Present
  • 08/2018 → 09/2021
    Td Ameritrade
    San Antonio, TX
  • 05/2018 → 08/2018
    Td Ameritrade
    Southlake, TX
  • 06/2017 → 08/2018
    Leadership And Ethics Institute Ut
    Austin, TX
  • 09/2016 → 09/2018
    Victory Tutorial Program
    Austin, TX
  • 08/2016 → 05/2017
    Ut Austin Health Services
    Austin, TX
  • 08/2015 → 05/2019
    University Of Texas As Austin
    Austin, TX
  • 09/2021 → 07/2023
    Austin, TX
  • 09/2021 → 07/2023
    Charles Schwab Bank, Ssb
    Austin, TX
  • 08/2023 → Present
    Austin, TX
Previous Registrations
  • 2021-10-04 → 2023-07-03
    Austin, TX
    Temple Terrace, FL
    San Antonio, TX
    Austin, TX
  • 2019-09-16 → 2021-10-19
    Td Ameritrade, Inc.
    San Diego, CA
    San Antonio, TX
    Austin, TX
    Omaha, NE
  • 2019-09-16 → 2021-10-19
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    San Antonio, TX
    San Antonio, TX
    Austin, TX
Other Businesses

CFP Board|Investment Related:No|1425 K St NW #800;Washington;DC;20005;United States|Education|Council Member|2023-01-05|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I would work with a group of 17 others to serve as a subject matter expert for the CFP® exam. I will help with the development, administration and scoring of the exam. I will have conference calls and meet with them 3 times a year around the time of each exam to discuss relevant business issues, review the upcoming exam, and complete activities required to maintain the item bank.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-14
  • S66 Uniform Combined State Law Examination
    2019-09-14
Designations

View on SEC IAPD

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