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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-05-20 |
| TX | RA | APPROVED | 2024-05-14 |
| CA | RA | APPROVED | 2024-05-09 |
Branch Locations
620 Newport Center Drive Suite 1450, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Irvine | CA | 06/2018 | 09/2018 |
| Morgan Stanley Smith Barney Llc | Long Beach | CA | 09/2019 | 11/2019 |
| Mission Viejo High School And Uc San Diego | Mission Viejo | CA | 06/2009 | 06/2019 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2019 | 05/2024 |
| Morgan Stanley Smith Barney Llc | Irvine | CA | 11/2019 | 05/2024 |
| Raymond James & Associates Inc. | Newport Beach | CA | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
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