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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-28
IN RA APPROVED 2018-08-31
  • TX RA
    APPROVED_RES
    Since 2022-02-28
  • IN RA
    APPROVED
    Since 2018-08-31

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 05/2018 Present
Protective Insurance/Baldwin And Lyons Carmel IN 05/2017 05/2018
Baldwin And Lyons Carmel IN 01/2017 05/2017
Indiana University Carmel IN 08/2012 05/2017
Bank Of America, N.A. Indianapolis IN 06/2018 Present
  • 05/2018 → Present
    Indianapolis, IN
  • 05/2017 → 05/2018
    Protective Insurance/Baldwin And Lyons
    Carmel, IN
  • 01/2017 → 05/2017
    Baldwin And Lyons
    Carmel, IN
  • 08/2012 → 05/2017
    Indiana University
    Carmel, IN
  • 06/2018 → Present
    Bank Of America, N.A.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2018-08-30
Other Names
  • Tanner Ottinger

View on SEC IAPD

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