Best Investors
Account
Sign in
Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-11-10 |
| KY | RA | APPROVED | 2022-09-09 |
| OH | RA | APPROVED | 2021-09-10 |
Branch Locations
Lafollette, TN • United States
222 West Adams Suite 2450, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 04/2014 | 09/2021 |
| Rockefeller Financial Llc | Cincinnati | OH | 09/2021 | 12/2023 |
| Rockefeller Financial Llc | Lafollette | TN | 12/2023 | Present |
KENNETH FOUNTAIN DBA MABK ENTERPRISES - 2697 HILLTOP CT., FLORENCE, KY 41042 - FOOD VENDOR - FAMILY BUSINESS SELLING FUNNEL CAKES AT PRE-PLANNED EVENTS THROUGHOUT THE SPRING/SUMMER/FALL SEASONS - since 01/2014- WE HAVE 5 OR 6 EVENTS ON WEEKENDS.- NO BUSINESS ACTIVITIES DURING TRADING HOURS -I WORK THE WINDOW SELLING, MAKE THE FUNNEL CAKES, MIX FUNNEL CAKE BATTER, CLEAN THE TRAILER. As of Sept 2021 we are down to one event always occurs first weekend in Oct. Purchased travel agent franchise through Dream Vacations in 2019 but have not booked any vacations, meant to be part time and just for fun.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-14 |
Reach out to this advisor